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Associate Compliance Analyst (Ethics)

Fidelity TalentSource

This is a Full-time position in Westlake, TX posted April 8, 2021.

Fidelity TalentSource is hiring an Associate Compliance Analyst at Fidelity Investments. This position is a one-year contract located in Westlake, TX.

This is an exciting opportunity for those who enjoy working in a dynamic, high volume and fast-paced operations environment. Working in a deadline driven compliance setting, we are looking for someone who is organized, analytical, and effective in processing operational transactions in a timely and efficient manner with a low number of errors.

Associate Compliance Analyst

As an Associate Compliance Analyst, you will responsible for providing support to employees and performing administration of employee accounts, transactions, statements and required disclosures to ensure they meet the requirements of Fidelity’s Code of Ethics and Compliance policies.

The Team

Fidelity Enterprise Compliance provides compliance policy oversight and advisory services that help Fidelity ensure compliance with Federal and State regulations, manage risk, protect our associates and our customers, and enhance business performance.

The Expertise You Have

  • Bachelor’s degree required
  • Previous phone or customer service and operations experience required
  • 1-2 years of proven experience in audit, regulatory, risk or compliance environment preferred
  • Strong problem solving and data analytical skills
  • Positive attitude and results-oriented

The Skills You Bring

  • You’re a problem-solver and inspire creative solutions
  • You have an unwavering commitment to accuracy and quality
  • You possess excellent organizational, operations, and process management skills
  • You can handle multiple tasks and priorities simultaneously
  • You can overcome unexpected obstacles with little or no supervision
  • You possess strong research and analytical skills
  • You thoughtfully and efficiently drive tasks to completion
  • You have an excellent attention to detail and ability to communicate defects clearly with relevant information
  • You apply sound judgment to spot issues, assess risks, and identify items requiring partner concern
  • You are proficient in common MS Office applications and can quickly learn and master internal websites, databases, and applications

The Value You Deliver

  • Responding to employee inquiries made via the Ethics Office Phone Line and E-Mail box
  • Coordinating employees’ personal trading account disclosures, statements, and transactions in support of trade surveillance
  • Performing various administrative duties, including mail handling and filing
  • Participating in the review of Ethics Office Operations policies and procedures
  • Working with other team members to identify, resolve and address issues

Company Overview

Fidelity TalentSource, formerly Veritude, is the in-house temporary staffing provider for Fidelity Investments, one of the largest and most diversified global financial services firms in the industry. We recruit individuals from a variety of backgrounds, including technology and customer service, to fill assignments across Fidelity’s U.S.-based regional and investor center locations. If you would like to experience Fidelity’s diverse and inclusive workplace while expanding your skill set and developing your professional network, consider a role with Fidelity TalentSource. For information about working at Fidelity TalentSource, visit FTSJobs.com.

Fidelity TalentSource will reasonably accommodate applicants with disabilities who need adjustments in order to complete the application or interview process. Please email us at HR@ ftsjobs.com if you would like to request an accommodation.

Information about Fidelity Investments

At Fidelity, we are focused on making our financial expertise broadly accessible and effective in helping people live the lives they want. We are a privately held company that places a high degree of value in creating and nurturing a work environment that attracts the best talent and reflects our commitment to our associates. We are proud of our diverse and inclusive workplace where we respect and value our associates for their unique perspectives and experiences. For information about working at Fidelity, visit FidelityCareers.com.

Fidelity Investments and Fidelity TalentSource are equal opportunity employers.

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