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Citi: Compl Risk Mgmt Sr Analyst – Icg Icrm Enterprise Compliance Risk Management


This is a Full-time position in Carrollton, TX posted December 11, 2021.

Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm’s risk appetite and protect the franchise.

In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM program solutions that meet business and customer needs in a manner consistent with the Citi program framework.Responsibilities:Participating in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM.o Assist with the day to day planning and execution of the global ICG ICRM Managers Control Assessment (MCA), which consists of 7 global Assessment Units (AUs) and 900+ controls.o Support AU Owners and Coordinators with the execution of the MCA quarterly risk assessment process, which includes monitoring key controls, assessing control effectiveness, mapping issues, preparing quarterly AU reports, and obtaining senior management sign-off on residual risk results.o Support AU Owners and Coordinators with the execution of the MCA annual risk assessment process, which includes performing inherent risk assessments, assessing control and monitoring design, performing completeness reviews, and preparing for annual risk assessment meetings with the ICG Chief Compliance Officer.o Implement and manage control dependencies with the first line of defense and ICRM country AUs, as needed, and prepare supporting controls performance reports.o Liaise with the Global ICRM MCA Architect and the AU Owners and Coordinators in order to facilitate compliance with Operational Risk Management’s (ORM’s) MCA standards, procedures and requirements.o Actively participate in MCA related remediation identified by regulators, ORM and ICRM Assurance functions.o Represent ICG ICRM in MCA related working group and governance forums.o Become an MCA system expert and train AU Owners, Coordinators and other team members as needed on the ICRM MCA process and tool.Analyzing comparative data and preparing regional and global reports related to compliance risk assessments, and monitoring of compliance related issues.Reviewing materials to ensure compliance with various regulatory and legal requirements.

Identifying and addressing potential risks.Investigating and assisting in responses to compliance risk issues.

Investigating regulatory inquiries, preparing required documentation, making recommendations to senior management on how to proceed, and preparing responses for the regulatory inquiries.Monitoring adherence to Citi’s Compliance Risk Policies and relevant procedures.Preparing, editing and maintaining Compliance program related materials.Interacting and working with other areas within Citi, as necessary.Keeping abreast of regulatory changes, new regulations and internal policy changes in order to further identify new key risk areas.Additional duties as assigned.Has the ability to operate with a limited level of direct supervision.

Can exercise independence of judgement and autonomy.

Acts as SME to senior stakeholders and /or other team members.Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm’s reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.Qualifications:Knowledge of Compliance laws, rules, regulations, risks and typologiesExcellent written and verbal communication skillsMust be a self-starter, flexible, innovative and adaptiveStrong interpersonal skills with the ability to work collaboratively and with people at all levels of the organizationWork collaboratively with regional and global partners in other functional units; ability to navigate a complex organizationExcellent project management and organizational skills and capability to handle multiple projects at one timeProficient in MS Office applications (Excel, Word, PowerPoint)Knowledge in area of focusEducation:Bachelor’s degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus; Advanced degree preferred Job Family Group: Compliance and Control Job Family:Compliance Risk Management Time Type:Full time Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

Citigroup Inc.

and its subsidiaries (” Citi”) invite all qualified interested applicants to apply for career opportunities.

If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.

View the ” EEO is the Law” poster.

View the EEOis the Law Supplement.View the EEO Policy Statement.View the Pay Transparency Posting Effective November 1, 2021, Citi requires that all successful applicants for positions located in the United States or Puerto Rico be fully vaccinated against COVID-19 as a condition of employment and provide proof of such vaccination prior to commencement of employment.

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