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Senior Compliance Associate

Cottonwood Financial

This is a Full-time position in Euless, TX posted May 23, 2021.

Reporting to our Chief Compliance Officer, the Senior Compliance Associate is responsible for conducting compliance audits, creating compliance policies and procedures, monitoring changes in laws and regulations, executing compliance risk assessments, and implementing controls to prevent violation of law, rule, or regulation.

This includes the design and delivery of the Compliance Management System (CMS) that maintains the compliance framework for the company.

This position is based at our Administrative Office (HQ) in Irving (Las Colinas), Texas.

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